The Symantec Endpoint Protection client Auto-Protect Scan Actions settings must be explicitly configured at the top, Security Risks, level and not be overridden by the Trackware sub-level.

Overview

Finding ID	Version	Rule ID	IA Controls	Severity
V-42661	DTASEP040	SV-55389r1_rule		Medium

Description
Potentially Unwanted Programs (PUPs) include Spyware, Adware, Remote Administration Tools, Dialers, Password Crackers, Jokes, and Key Loggers. While PUPs do not typically have any infection capability on their own, they rely on malware or other attack mechanisms to be installed onto target hosts, after which they will collect and transfer data from the host to an external host and/or will be used as attach mechanisms. Configuring the antivirus software to attempt to delete the file first will prevent the infection from spreading.

Description

Potentially Unwanted Programs (PUPs) include Spyware, Adware, Remote Administration Tools, Dialers, Password Crackers, Jokes, and Key Loggers. While PUPs do not typically have any infection capability on their own, they rely on malware or other attack mechanisms to be installed onto target hosts, after which they will collect and transfer data from the host to an external host and/or will be used as attach mechanisms. Configuring the antivirus software to attempt to delete the file first will prevent the infection from spreading.

STIG	Date
Symantec Endpoint Protection 12.1 Managed Client Antivirus	2015-07-08

Details

Check Text ( C-48931r1_chk )
Server check: From the Symantec Endpoint Protection Management Server, Symantec Endpoint Protection Management Console: Select Policies -> Double-click the applied policy -> Under Windows Settings, Protection Technology -> Select Auto-Protect -> Select the Actions tab -> Under Actions -> Under Security Risks -> Select Trackware -> Ensure "Override actions configured for Security Risks" is NOT selected. Criteria: If "Override actions configured for Security Risks" is selected, this is a finding. On the client machine use the Windows Registry Editor to navigate to the following key: 32 bit: HKLM\SOFTWARE\Symantec\Symantec Endpoint Protection\AV\Storages\Filesystem\RealTimeScan\Expanded Criteria: If the value of FirstAction is not 3, this is a finding. If the value of FirstAction is 3, then check A. A must be compliant for the check to be not a finding. A - If the value of OverrideDefaultActions within HKLM\SOFTWARE\Symantec\Symantec Endpoint Protection\AV\Storages\Filesystem\RealTimeScan\Expanded\TCID-7 is 0 or the value is not there, this is not a finding. 64 bit: HKLM\SOFTWARE\Wow6432Node\Symantec\Symantec Endpoint Protection\AV\Storages\Filesystem\RealTimeScan\Expanded Criteria: If the value of FirstAction is not 3, this is a finding. If the value of FirstAction is 3, then check A. A must be compliant for the check to be not a finding. A - If the value of OverrideDefaultActions within HKLM\SOFTWARE\Wow6432Node\Symantec\Symantec Endpoint Protection\AV\Storages\Filesystem\RealTimeScan\Expanded\TCID-7 is 0 or the value is not there, this is not a finding.

Check Text ( C-48931r1_chk )

Server check: From the Symantec Endpoint Protection Management Server, Symantec Endpoint Protection Management Console: Select Policies -> Double-click the applied policy -> Under Windows Settings, Protection Technology -> Select Auto-Protect -> Select the Actions tab -> Under Actions -> Under Security Risks -> Select Trackware -> Ensure "Override actions configured for Security Risks" is NOT selected.

Criteria: If "Override actions configured for Security Risks" is selected, this is a finding.

On the client machine use the Windows Registry Editor to navigate to the following key:
32 bit:
HKLM\SOFTWARE\Symantec\Symantec Endpoint Protection\AV\Storages\Filesystem\RealTimeScan\Expanded

Criteria: If the value of FirstAction is not 3, this is a finding.
If the value of FirstAction is 3, then check A. A must be compliant for the check to be not a finding.
A - If the value of OverrideDefaultActions within HKLM\SOFTWARE\Symantec\Symantec Endpoint Protection\AV\Storages\Filesystem\RealTimeScan\Expanded\TCID-7 is 0 or the value is not there, this is not a finding.

64 bit:
HKLM\SOFTWARE\Wow6432Node\Symantec\Symantec Endpoint Protection\AV\Storages\Filesystem\RealTimeScan\Expanded

Criteria: If the value of FirstAction is not 3, this is a finding.
If the value of FirstAction is 3, then check A. A must be compliant for the check to be not a finding.
A - If the value of OverrideDefaultActions within HKLM\SOFTWARE\Wow6432Node\Symantec\Symantec Endpoint Protection\AV\Storages\Filesystem\RealTimeScan\Expanded\TCID-7 is 0 or the value is not there, this is not a finding.

Fix Text (F-48245r1_fix)
From the Symantec Endpoint Protection Management Server, Symantec Endpoint Protection Management Console: Select Policies -> Double-click the applied policy -> Under Windows Settings, Protection Technology -> Select Auto-Protect -> Select the Actions tab -> Under Actions -> Under Security Risks -> Select Trackware -> Ensure "Override actions configured for Security Risks" is NOT selected.